Splet28. mar. 2024 · The NFA has implemented requirements that all swap associated persons take and pass a swap proficiency examination by January 31, 2024. Key Points: ..As of January 31, 2024, all swap... Splet18. mar. 2024 · NFA’s Swaps Proficiency Requirements cover topics included in the content outline developed by the NFA. 2 The proficiency requirements will be administered online through a number of individual modules covering specific topic areas, each of which contains both a training and testing component.
National Futures Association Proposes Amendments to Compliance …
SpletNFA Bylaw 301 (l) requires that each individual seeking approval as a swap firm or swap AP must satisfy NFA's Swaps Proficiency Requirements unless: NFA has received satisfactory evidence that the applicant has passed NFA's Swaps Proficiency Requirements within … SpletSystem Requirements for NFA's Swaps Proficiency Requirements Individuals will need a computer with speakers or headphones and an Internet connection that supports streaming content. NFA recommends using Mozilla Firefox or Google Chrome. However, … georgetown fire department burn permit
NFA Members – Swap Proficiency Deadline approaches
Splet08. mar. 2024 · Individuals acting as APs at SDs located outside the United States, including non-US branch offices of a US SD (Non-US APs), who solely solicit or accept swaps with counterparties that are non-US... Splet20. sep. 2024 · The NFA’s new FAQs provide information on several aspects of the new swaps proficiency requirements, notably: How long will this take? The NFA estimates that the “short track” (which is the option applicable for most commodity... How much will … Splet18. mar. 2024 · In general, the amendments require that any individual engaged in swaps activities (whether registered as a swap firm intermediary or swap associated person ("AP")), or simply acting as an AP of a swap dealer, satisfy NFA's Swaps Proficiency Requirements. The NFA proposed to amend: christian county recorder missouri